Job Purpose: To support the Chief Compliance Officer in ensuring full compliance with applicable laws, regulations, and regulatory requirements, while strengthening the company’s compliance framework and promoting a culture of compliance. Key Responsibilities:  Regulatory Compliance & Monitoring - Monitor compliance with applicable laws and FRA regulations. - Ensure adherence to internal policies and governance frameworks. - Track regulatory updates and assess impact. - Support communication with regulators under CCO supervision.  Policy & Procedure Management - Assist in drafting and updating compliance policies. - Ensure alignment with regulatory requirements. - Support implementation across departments.  Compliance Reviews & Testing - Conduct compliance reviews and thematic checks. - Identify risks and control gaps. - Follow up on corrective actions.  Reporting & Escalation - Prepare compliance reports for the CCO. - Escalate material breaches promptly. - Maintain documentation and audit trails.  Advisory Role - Provide compliance guidance on new products and processes. - Ensure alignment with responsible pricing and consumer protection.  Training & Awareness - Deliver compliance training sessions. - Promote ethical conduct and compliance culture.  Complaints & Breach Handling - Monitor complaint handling. - Ensure regulatory compliance in resolutions. - Track compliance violations.